SEBI Registered Investment Adviser – INA100015115

What we can do for you?

Areas of Practice

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Financial Planning

The key to a successful financial future is a personalized financial plan with effortless execution. Start with a Ready-made Investment Plan for Wealth, Goals, or Cash-flow that can adapt and adjust as life circumstances change.

Explore Plans
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Stocks & Mutual Funds

Generating desired characteristics from financial assets requires a strategy-based, system-driven, and solution-oriented approach. We use Quantamental Investing® methodologies to deploy Core and Satellite Tailor-made Model portfolios.

Explore Portfolios
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Early-stage Investing

Successful  Venture Capital life-cycle requires scouting, structuring, and investing in deals, curation to maturity, and finding exits. Invest in Process Automation, Applied AI, Trust & Security, & Solving for Bharat using the QuaGrow Playbook.

Join VC Network

How we do it?

We follow Processes derived from Methodologies reflecting our Philosophy

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Investment
Philosophy

Strategy-Based, System-Driven, and Solution-Oriented investing

Explore Our Philosophy
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Investment
Methodology

Culminating of Fundamental, Quantitative, and Technical analyses

Understand Our Methodology
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VC Investment
Thesis

Capital and Scale for Product First Founders in SaaS / Technology

Deep-dive into Our Thesis
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Advisory
Methodology

Distilling emotional, numerical, and objective components of risk

Understand Our Approach

How you can get started?

Good investment outcomes are a two-way street.

Investment strategies perform best when the behavior of the investor is aligned with the investment philosophy of the adviser.

We would be a great team if you…

  • Understand that public or private equities are cyclical and need patience and persistence to ride through it.
  • Define long, medium, and short-term as 10+, 5+, and 3+ years and value systematic investing over flamboyant stories.
  • Compare our strategies with the given benchmark instead of other analysts’, advisers’, or managers’ strategies.
  • Can sit on cash from time to time, because equities misbehave every once in a while.
  • Follow us step by step as we navigate randomness with algorithms, processes, and a bit of intuition.

Start by letting us know you better

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Evaluate You Risk Profile

Risk profiling is an essential starting point to determine the suitability of advice for any investor.

Evaluate now

See the Financial Markets from Our Perspective

The key to good investment returns lies not in predicting the market, but in accurately describing it at a point in time.

Invest smarter using our Indicators for Active and Passive investing.

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Multi-Asset

Recommendations on India Equity, U.S. Equity, and Gold, updated Monthly.

Recent Outlook
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Value

Value outlook for Active and Passive India Equity, updated Quarterly.

Recent Outlook
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Growth

Growth outlook for Sectors and Passive India Equity, updated Monthly.

Recent Outlook
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Sentiment

Sentiment outlook for Active and Passive India Equity, updated Weekly.

Recent Outlook

Understand how We Think

Delve into our thoughts around Quantamental Investing and Pesonal Finance on our Blog and in our Books

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Quantamental Investing Blog

Models, Frameworks, and Techniques using Fundamental, Quantitative, and Technical Analyses in Articles and Sketchnotes.

Read Posts
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Personal Finance Blog

Tools and Structures to handle individual and family finances better in Articles and Sketchnotes.

Read Posts
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Book

The Human and Financial Perspective of Money, Finance, Markets, People, and Life. Available Electronically & in Print.

Get a Copy

Affiliations

Licenses & Memberships

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SEBI

Registration No.: INA100015115

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BSE ASL

Membership ID: 1358

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NSE NMF II

Member ID: NSE008395

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BSE StAR

Member ID: 40716

Investment advisory – Number of complaints
Data and Trends

Data for the month ending August 2022

Sr. No. Received From Pending at the end of last month Received Resolved Total Pending# Pending Complaints > 3 months Average Resolution time^ (in days)
1 Directly from Investors 0 0 0 0 0 0
2 SEBI (SCORES) 0 0 0 0 0 0
3 Other Sources (if any) 0 0 0 0 0 0
Grand Total 0 0 0 0 0 0

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

The trend of monthly disposal of complaints

Sr. No. Month Carried forward from the previous month Received Resolved* Pending#
1 August 2021 0 0 0 0
2 September 2021 0 0 0 0
3 October 2021 0 0 0 0
4 November 2021 0 0 0 0
5 December 2021 0 0 0 0
6 January 2022 0 0 0 0
7 February 2022 0 0 0 0
8 March 2022 0 0 0 0
9 April 2022 0 0 0 0
10 May 2022 0 0 0 0
11 June 2022 0 0 0 0
12 July 2022 0 0 0 0
13 August 2022 0 0 0 0
Grand Total 0 0 0 0

*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as of the last day of the month.

The trend of annual disposal of complaints

Sr. No. Year Carried forward from the previous year Received Resolved* Pending#
1 2020-21 0 0 0 0
2 2021-22 0 0 0 0
3 2022-23 0 0 0 0
Grand Total 0 0 0 0

*Inclusive of complaints of previous years resolved in the current year.
#Inclusive of complaints pending as of the last day of the year.

Investor Charter
Investor Charter in respect of Investment Adviser (IA)

A. Vision and Mission Statements for investors

  • Vision

Invest with knowledge & safety.

  • Mission

Every investor should be able to invest in the right investment products based on their needs, manage and monitor them to meet their goals, access reports, and enjoy financial wellness.

B. Details of business transacted by the Investment Adviser with respect to the investors

  • To enter into an agreement with the client providing all details including fee details, aspect of Conflict of interest disclosure, and maintaining the confidentiality of information.
  •  To do a proper and unbiased risk – profiling and suitability assessment of the client.
    • To obtain registration with Know Your Client Registration Agency (KRA) and Central Know Your Customer Registry (CKYC).
    • To conduct an audit annually.
    • To disclose the status of complaints on its website.
    • To disclose the name, proprietor name, type of registration, registration number, validity, complete address with telephone numbers, and associated SEBI regional/local Office details on its website.
    • To employ only qualified and certified employees.
    • To deal with clients only from official numbers.
    • To maintain records of interactions, with all clients including prospective clients (prior to onboarding), where any conversation related to advice has taken place.

C. Details of services provided to investors (No Indicative Timelines)

  • Onboarding of Clients
    • Sharing of agreement copy
    • Completing KYC of clients
  • Disclosure to Clients
    • To provide full disclosure about its business, affiliations, compensation in the agreement.
    • To not access client’s accounts or holdings for offering advice.
    • To disclose the risk profile to the client.
  • To provide investment advice to the client based on the risk-profiling of the clients and suitability of the client.

D. Details of grievance redressal mechanism and how to access it

  • In case of any grievance/complaint, an investor should approach the concerned Investment Adviser and shall ensure that the grievance is resolved within 30 days.
  • If the investor’s complaint is not redressed satisfactorily, one may lodge a complaint with SEBI on SEBI’s ‘SCORES’ portal which is a centralized web-based complaint redressal system. SEBI takes up the complaints registered via SCORES with the concerned intermediary for timely redressal. SCORES facilitates tracking the status of the complaint.
  • With regard to physical complaints, investors may send their complaints to:- Office of Investor Assistance and Education, Securities, and Exchange Board of India, SEBI Bhavan, Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (E), Mumbai – 400 051.

E. Expectations from the investors (Responsibilities of investors)

  • Do’s
    i. Always deal with SEBI registered Investment Advisers.
    ii. Ensure that the Investment Adviser has a valid registration certificate.
    iii. Check for the SEBI registration number.

Please refer to the list of all SEBI registered Investment Advisers which is available on the SEBI website at the following link: https://www.sebi.gov.in/sebiweb/other/OtherAction.do?doRecognisedFpi=yes&intm Id=13

iv. Pay only advisory fees to your Investment Adviser. Make payments of advisory fees through banking channels only and maintain duly signed receipts mentioning the details of your payments.

v. Always ask for your risk profiling before accepting investment advice. Insist that Investment Adviser provides advisory strictly on the basis of your risk profiling and take into account available investment alternatives.

vi. Ask all relevant questions and clear your doubts with your Investment Adviser before acting on the advice.

vii. Assess the risk-return profile of the investment as well as the liquidity and safety aspects before making investments

viii. Insist on getting the terms and conditions in writing duly signed and stamped. Read these terms and conditions carefully particularly regarding advisory fees, advisory plans, category of recommendations, etc. before dealing with an Investment Adviser.

ix. Be vigilant in your transactions.

x. Approach the appropriate authorities for redressal of your doubts/grievances.

xi. Inform SEBI about Investment Advisers offering assured or guaranteed returns.

  • Don’ts

xii. Don’t fall for stock tips offered under the pretext of investment advice.

xiii. Do not provide funds for investment to the Investment Adviser.

xiv. Don’t fall for the promise of indicative or exorbitant or assured returns by the Investment Advisers. Don’t let greed overcome rational investment decisions.

xv. Don’t fall prey to luring advertisements or market rumors.

xvi. Avoid doing transactions only on the basis of phone calls or messages from any Investment adviser or its representatives.

xvii. Don’t take decisions just because of repeated messages and calls by Investment Advisers.

xviii. Do not fall prey to limited period discounts or other incentives, gifts, etc. offered by Investment advisers.

xix. Don’t rush into making investments that do not match your risk-taking appetite and investment goals.

xx. Do not share the login credentials and passwords of your trading and Demat accounts with the Investment Adviser.

Compliance Audit Status
“Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under :
Sr. No. Financial Year Compliance Audit Status Remarks, If any
1 FY 2020-21 Conducted NA
2 FY 2021-22 Not Conducted NA

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